5 decades financial consulting; former owner NASD Broker Dealer, on SEC’s BD Committee to submit all proposed rule changes to for comment; testified for TRA 86 to Sen Finance; last book, www.howwegotswindled.com; political blog, the5thestate.net
5 decades financial consulting; former owner NASD Broker Dealer, on SEC’s BD Committee to submit all proposed rule changes to for comment; testified for TRA 86 to Sen Finance; last book, www.howwegotswindled.com; political blog, the5thestate.net